An exam administered by the Financial Industry Regulatory Authority (FINRA) on behalf of The North American Securities Administrators Associations. Completion of the Series
65 Exam will qualify an investment professional to operate as an Investment Adviser
Representative. The exam focuses on topic areas that are important
for an investment adviser to know when providing investment advice. These areas
include topics such as retirement planning, portfolio management strategies, and
fiduciary obligations.
Series 65 Exam
|
Series 65 Online Study GuideSeries 65 Exam Guide- Pass the Series 65 Exam and become a registered investment advisor with our Free Online Study Guide - Click Here |
|
Try Our Series 65 Quizzer |
|
Exam Details
| Time Limit: | Three hours |
| Cost: | $155 |
| Number of Questions: | 130, plus 10 "pre-test" questions |
| Passing Score: | 72% |
| Format: | Multiple Choice |
| Prerequisites: | You do not have to be sponsored or employed by a member firm. If registering as an individual, you must complete Form U-10. |
| Exam Date(s): | Any day of the week, excluding Sundays |
| Exam Locations: | Find your U.S. or international exam center here |
| Official Exam Website: | http://www.nasaa.org |
Exam Topic Weights
For an in-depth breakdown, see the North American Securities Administrators Association's (NASAA) study guide.
Terms To Know
Question of the Week
Your client, Todd, owns 100 shares HAT stock in his taxable stock portfolio. The stock has been inactive for the last year and Todd expects it to have another sluggish year ahead. To help Todd increase his return on the stock and reduce risk, you would recommend which of the following strategies?
- a) Sell a call on HAT stock
- b) Buy a put on HAT stock
- c) Sell a put on HAT stock
- d) Buy a call on HAT stock
- View Answer »
